Commodity Futures Trading Commission

Results: 2987



#Item
671Securities / Depository Trust & Clearing Corporation / Trade Information Warehouse / Credit default swap / Clearing Corporation / Trade Repository / Commodity Futures Trading Commission / Derivative / U.S. Securities and Exchange Commission / Financial economics / Financial system / Finance

Microsoft Word - DTCC - SEC Comment Letter[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2014-11-17 14:15:13
672United States Securities and Exchange Commission / United States securities law / Finance / Systemic risk / Commodity Futures Trading Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Derivative / U.S. Securities and Exchange Commission / Securities Exchange Act / Financial regulation / Financial economics / 73rd United States Congress

Proposed Rule: Reopening of Comment Periods for Certain Rulemaking Releases and Policy Statement Applicable to Security-Based Swaps Proposed Pursuant to the Securities Exchange Act of 1934 and the Dodd-Frank Wall Street

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Source URL: www.sec.gov

Language: English - Date: 2013-05-14 12:40:45
673Financial economics / Commodity Futures Modernization Act / Financial system / Finance / Commodity Futures Trading Commission / Futures contract / New York Mercantile Exchange

Regulatory Update TO: Chief Financial Officers Chief Compliance Officers

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Source URL: www.jacfutures.com

Language: English - Date: 2015-01-09 13:38:40
674U.S. Securities and Exchange Commission / Government / Public administration / Financial economics / Corporate crime / Commodity Futures Trading Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act

Case 1:12-cv[removed]BAH Document 26 Filed[removed]Page 1 of 53 IN THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA INVESTMENT COMPANY INSTITUTE and CHAMBER OF COMMERCE OF THE

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Source URL: www.ici.org

Language: English
675Financial economics / Financial system / Finance / Commodity Futures Trading Commission / Futures contract / New York Mercantile Exchange

Regulatory Update TO: Chief Financial Officers Chief Compliance Officers

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Source URL: www.jacfutures.com

Language: English - Date: 2015-01-09 13:38:42
676Financial system / Commodity Exchange Act / Financial regulation / Late-2000s financial crisis / Commodity Futures Modernization Act / Commodity Futures Trading Commission / Financial economics / Futures contract

FCM Acknowledgment Letter for CFTC Part 22 Cleared Swaps Customer MMMF Account [Date] [Name and Address of Money Market Mutual Fund] We propose to invest Cleared Swaps Customer Collateral held by [Name of Futures

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Source URL: www.jacfutures.com

Language: English - Date: 2015-01-09 13:33:35
677Investment / Fixed income securities / United States housing bubble / Structured finance / Commodity Futures Trading Commission / Financial markets / Subprime mortgage crisis / Nadex / Market liquidity / Financial economics / Finance / Mortgage-backed security

Regulatory Update TO: Chief Financial Officers Chief Compliance Officers

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Source URL: www.jacfutures.com

Language: English - Date: 2015-01-09 13:40:06
678Business / Commodity Futures Trading Commission / Futures contract / Day trader / Fraud / Commodity Exchange Act / Commodity trading advisor / Commodity pool / Commodities market / Financial economics / Finance

GOVERNOR RICK SCOTT MONTHLY AGENCY ACHIEVEMENT REPORT OFFICE OF FINANCIAL REGULATION JANUARY 2015 JANUARY ACHIEVEMENTS 1. Monthly Statistics

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Source URL: www.flofr.com

Language: English - Date: 2015-02-06 14:51:44
679Financial system / Commodity Futures Modernization Act / Commodity Pool Operator / Commodity Futures Trading Commission / Commodity pool / Commodity Exchange Act / Securities regulation in the United States / National Futures Association / Commodity market / Commodities market / Financial economics / Finance

UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA INVESTMENT COMPANY INSTITUTE, et al., Plaintiffs, v.

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Source URL: www.ici.org

Language: English
680Financial system / Options Clearing Corporation / Futures contract / United States federal banking legislation / Commodity Futures Trading Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Clearing / Derivative / Short / Financial economics / Finance / Financial markets

Notice of No Objection to Advance Notice Filing, as Modified by Amendment No. 1 Thereto, Relating to the Margining of Segregated Futures Customer Accounts on a Gross Basis

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Source URL: www.sec.gov

Language: English - Date: 2012-11-03 19:46:08
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